Category: Compliance

My Business Need a Chief Compliance

My Business Need a Chief Compliance

In 2002, the Sarbanes-Oxley Act was set into impact, which wholly remodeled the auditing system and roles of various entities with publicly-held companies. The Act would not have an impact on privately held businesses. When accounting scandals involving providers like Enron and WorldCom occurred a while back, traders ended up shaken because they shed billions […]

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